PureXML/docs/benchmarks.md
Mihaela Mihaljevic cc2e1aaf7c
perf(parse): adopt prepared children when materializing the tree (#293)
Building the mutable TreeNode tree from a parsed value Node ran append for every
child. append -> insert detaches the child from any previous parent, rejects a
self/ancestor cycle, and inserts into a children array that grows element by
element. The children the conversion passes come from element.children.map and
are freshly built and parentless, so all three guards are no-ops and the
incremental growth rebuilds an array that was already prepared.

TreeNode.init(adopting:) adopts the prepared array directly and wires each
child's parent. The tree is identical: the same children in the same order with
the same parent links. The adopting initializer is used only by the value-Node
conversion; every public factory keeps the detaching, cycle-checking append path
for externally supplied children that may already live in a tree.

Measured parse ~12% faster on the 20k-item generated corpus via a same-state
A/B (7.7x to ~6.5x slower than libxml2). Verified by TreeNodeAdoptingInitTests
(parent-wiring and post-adoption mutability), the W3C XML conformance corpora,
the Xalan XSLT gold-output corpus, the full suite, the WASM build, and an
adversarial equivalence review.
2026-06-25 13:02:20 +02:00

11 KiB

Benchmarks: PureXML vs libxml2 (#139)

bash scripts/benchmark.sh [items] [iterations] generates a deterministic corpus (never vendored), builds PureXML in release and the C driver against the macOS SDK's libxml2, runs both over the same bytes with internal timing (best-of-N, IO excluded), and prints the comparison. Both drivers also cross-check the same XPath count, so every benchmark run doubles as a cross-implementation correctness check.

Baseline (first measurement)

20000 items, ~4.2 MB, best of 5, Apple Silicon (Studio), release builds:

operation PureXML libxml2 ratio
parse 0.49 s 0.016 s ~30x
serialize 0.059 s 0.012 s ~5x
xpath 0.42 s 0.012 s ~36x

These are the honest starting numbers the #139 optimization passes burn down; the table updates as passes land, never silently.

Current record (size series + real corpora, best of 3)

corpus parse serialize xpath
generated 4.2 MB 0.34 s (18.7x) 0.064 s (5.5x) 0.15 s (11.9x)
generated 42 MB 3.49 s (18.7x) 0.63 s (5.6x) 1.57 s (11.7x)
generated 210 MB 19.3 s (19.7x) 3.19 s (5.6x) 9.4 s (libxml2: refused)
NASA ADC 25 MB (real) 1.73 s (24.5x) 0.42 s (8.0x) 0.76 s (19.4x)
SwissProt 115 MB (real) 11.0 s (22.0x) 1.77 s (5.5x) 5.0 s (18.7x)

Two findings only the large corpora could surface:

  • PureXML's document-order sort was quadratic on flat fan-outs (42 MB: 27 s in XPath, ratio 190x). Fixed; and the first fix attempt was itself quadratic in a worse place (an eager sibling-table built per predicate evaluation: one hour at 42 MB), caught by sampling the live run. The cache now early-outs single-node sets and builds a parent's table only on its second lookup. XPath at 42 MB: 27.1 s -> 1.57 s.
  • libxml2 refuses XPath evaluation past its XPATH_MAX_NODESET_LENGTH cap (10M nodes): the 210 MB corpus query returns NULL by design. PureXML completes it in 9.4 s. The protective counterpart for hostile input is tracked as #143.

Scaling: all three PureXML operations are linear in document size (ratios flat from 4 MB to 210 MB), and there is no 2 GB integer cliff (64-bit offsets throughout; libxml2's xmlReadMemory takes an int byte count).

Optimization log

pass change parse xpath serialize
baseline - 0.494 s (30x) 0.413 s (37x) 0.061 s (5.5x)
1 allocation-free Reader.matches() 0.414 s (26x) unchanged unchanged
2 byte-backed Reader (owned UTF-8 storage, pointer-decoded scalars, byte-level literal match/consume) 0.375 s (23x) unchanged unchanged
3 bulk content runs (plain-ASCII character data scanned and consumed at the byte level, String built once per run) 0.335 s (20x) unchanged unchanged
4 byte-level dispatch + name/attribute scanning (non-buffering peekByte, byte-mode skipSpace, all-ASCII takeASCIIName, attributeRunBytes); keeps the lookahead buffer empty so the existing byte fast paths engage 0.217 s (13x) unchanged unchanged
5 sawAmpersand short-circuit (ampersand-free text returns verbatim, skipping the reference-decode/split/findings pass) and detecting the text-run-closing < via peekByte instead of buffering it (the buffered < had cascaded the next element's whole dispatch and name scan onto the Character path) 0.157 s (9.5x) unchanged unchanged
6 byte-level markup dispatch (the single byte after < selects end-tag/PI/declaration/start-tag, replacing up to five literal string comparisons per element with one byte peek) 0.147 s (9.0x) unchanged unchanged
7 sawAmpersand short-circuit for attribute values (the byte scanner notes any &; an ampersand-free value skips the reference-decode pass and its full re-scan); measured against same-state baseline, every run below every baseline run 0.143 s (~4% vs baseline) unchanged unchanged
8 serialize escaping fast path (text/attribute/comment/PI return the value unchanged when no character needs escaping, instead of rebuilding it character by character; byte-level scan for the escapable bytes) unchanged unchanged 0.032 s (2.7x, from 5.5x)
9 skip cross-context node-set de-duplication on a single context or a disjoint axis (child/attribute/namespace/self); the Set<Node> hashing and copying was pure overhead where no duplicate can arise, same output (same-state A/B, ~28%) unchanged 0.097 s (10x, from 13x) unchanged
10 // descendant fusion (descendant-or-self::node()/child::X[P] compiled to descendant::X[P] when P is non-positional), avoiding the whole-subtree intermediate context; guarded so positional predicates keep their per-parent meaning, adversarially reviewed for semantic transparency unchanged 0.063 s (~7x, from 10x) unchanged
11 drop the redundant Set de-duplication when sorting a path result: evaluateSteps already yields a duplicate-free node-set, so only the document-order sort is needed (each skipped insert was a copy of a node wrapping a side-table-refcounted tree node); same-state A/B, ~9% unchanged 0.058 s (~6x, from ~7x) unchanged
12 skip the document-order sort for a single forward-axis step from one context: AxisNavigation produces child/descendant/descendant-or-self/self/following/following-sibling already in document order with no duplicates, so the sort is redundant (adversarially reviewed for order correctness; same-state A/B, ~7%) unchanged 0.055 s (~6x) unchanged
13 single-accumulator descendant traversal: descendants(of:) recursed on wrapped nodes and concatenated a fresh array at every node (append(contentsOf: descendants(of: child))), O(n x depth) allocation churn; rewritten to recurse on the raw tree node with one shared inout accumulator, O(n). Same output (same-state A/B, ~46%) unchanged 0.032 s (~3x, from ~6x) unchanged
14 fuse the node test into the descendant walk: a node the step's test rejects is no longer wrapped in an XPath.Node (so never retained); matches delegates to a tree-node matchesTree so there is one source of truth, and the traversal applies it during the walk. Identical node-set (adversarially equivalence-reviewed; same-state A/B, ~11%) unchanged 0.028 s (~2.5x) unchanged
15 the same test fusion for the attribute axis (matchesAttribute): a [@name='...'] predicate built every attribute node per element and filtered to one; it now wraps only the matching attribute, saving the owner retain and the qualified-name/value copies for the rest. Identical node-set (adversarially equivalence-reviewed; same-state A/B, ~20%) unchanged 0.022 s (~2.0x) unchanged
16 share the focus-independent evaluation state via an Environment reference: focused(on:position:size:) (called once per node of a predicate's input) copied the variables, functions, and namespace dictionaries every time; it now copies only node/position/size and shares one reference. Same semantics (same-state A/B, ~16%) unchanged 0.020 s (~2.0x) unchanged
17 compile the step's node test once per query instead of re-evaluating it per node: the descendant/attribute walks called { matchesTree($0, step.test, on: step.axis, context.namespaces) }, passing the namespaces dictionary (and the NodeTest's associated string) by value on every one of tens of thousands of nodes, so the dominant traversal carried a dictionary retain/release per node. compiledTreeTest/compiledAttributeTest/compiledNodeTest resolve the axis principal kind, the binding state, and the name shape once and return a tight closure capturing only the local name. Equivalent to matchesTree/matchesAttribute/matches (exhaustive differential test + adversarial review; same-state A/B, ~35%) unchanged 0.013 s (~1.3x) unchanged
18 bulk-copy literal runs in the entity decoder: EntityExpander.expand rebuilt every reference-bearing text run one character at a time (result.append(character) with a per-character budget charge), so a text node holding a single &amp; was copied grapheme by grapheme; it now scans to the next &/< and appends the literal run in one go (charging the budget by the run length). Also skips the element-content reference-findings pass (an & scan plus a qualified-name render per text node) when there is no DTD. Identical decoded text (W3C XML conformance corpora + 6-case differential + adversarial review; same-state A/B, ~5%) 0.138 s (~8.5x) unchanged unchanged
19 carry the name's first-colon offset out of the byte scanner so QualifiedName splits the prefix without a second pass: takeASCIIName already visits every name byte, so it records the first : (one compare per byte); QualifiedName(ascii:colonOffset:) then splits at the known offset, and the common unprefixed name (no colon) takes no scan at all instead of a grapheme-by-grapheme firstIndex(of:) over the whole name. Identical names (colon-placement differential + W3C conformance + adversarial review; same-state A/B, ~12%) 0.124 s (~7.7x) unchanged unchanged
20 adopt prepared children when materializing the tree instead of appending them one at a time: building the mutable TreeNode tree from the parsed value Node ran append per child, which detaches the child from any old parent, checks for a cycle, and grows the children array element by element; the converted children are freshly built and parentless, so TreeNode.init(adopting:) takes the prepared array directly and only wires each child's parent. Identical tree (parent-wiring differential + W3C conformance + adversarial review; same-state A/B, ~12%) 0.106 s (~6.5x) unchanged unchanged

Profile findings (first sample, parse path)

Top of stack, release build: String.Iterator.next (the per-character pull closure chain), _stringCompareWithSmolCheck (Character equality in matches/peek), String._uncheckedFromUTF8 and _allASCII (small-string materialization), bridgeObjectRelease/swift_release (ARC on Character buffers), UnicodeScalarView.distance. The Reader's architecture: one closure call per scalar, [Character] lookahead, Character-typed classification. The structural fix is a byte-level (UTF-8) scanner with scalar classification tables; that is its own #139 pass, designed, not patched.

Known structure of the gap

  • Parse and XPath dominate; serialize is closest.
  • The scanner-vs-tree split needs the SAX stage, blocked on #142 (the public streaming surface is internal today).
  • Suspects to profile, in order: Character/grapheme-based scanning versus byte scanning, per-scalar reader buffering (#135), ARC traffic in tree construction, XPath node-set materialization on every axis step.

Rules

  • Optimize only what these numbers indict, one suspect per pass, with the before/after recorded here.
  • The corpus generator changes only with a note here, since ratios are only comparable over identical corpora.