PureXML/Sources/Schema/ParticleRestriction.swift
Mihaela Mihaljevic aba91a168f fix(schema): normalize content model, scope occurrence subsumption in particle restriction
Particle Valid (Restriction) derives its pairwise check over the spec's
normalized content model: pointless particles are eliminated (maxOccurs=0
members dropped, a {1,1} single-member group unwrapped, a nested
same-compositor {1,1} group spliced), all language-preserving. The outer
occurrence-range check was wrongly applied to the cross-kind pairings, where
it compares a derived particle's own range against a base group's or
wildcard's. It is now applied only to the same-kind pairings (element/element,
wildcard/wildcard, group/group) and element/wildcard; element/group
(RecurseAsIfGroup), group/element, and group/wildcard match occurrence inside
the case, against a member or as an effective total range.

A group restricting a wildcard (NSRecurseCheckCardinality) is valid when every
leaf is admitted and the effective total occurrence range is within the
wildcard's; a group restricting a single element is bounded the same way, by
that element's name, type derivation, and occurrence range.

XSTS: valid schemas rejected 45 to 32, invalid schemas accepted 528 to 526,
no other bucket raised.
2026-06-14 17:18:38 +02:00

360 lines
20 KiB
Swift

extension PureXML.Schema {
/// XSD 1.0 "Particle Valid (Restriction)" for the common cases: a complex
/// type derived by restriction must have a content model that accepts a
/// subset of its base's. Covers element-vs-element name matching,
/// element-vs-wildcard admission, wildcard narrowing, occurrence-range
/// subsumption, and the group recursions (sequence/all order-preserving with
/// emptiable skips, choice mapping, sequence-into-choice, sequence-into-all).
/// The spec's effective-total-range arithmetic for MapAndSum is approximated
/// by per-particle checks, a documented simplification.
enum ParticleRestriction {
/// The reason a restriction's content is not a valid subset of its
/// base's, or nil when it is. `types` resolves an element's
/// ``ElementType/typeReference`` so element-vs-element pairs can check that
/// the restricting type derives from the base's (NameAndTypeOK).
static func violation(restricted: ContentType, base: ContentType, types: [String: ElementType], derivation: [String: TypeDerivation]) -> String? {
switch (restricted, base) {
case (.empty, .empty), (.simpleContent, _), (_, .simpleContent):
nil
case let (.empty, .elementOnly(baseParticle)), let (.empty, .mixed(baseParticle)):
emptiable(baseParticle) ? nil : "the base content is required, so the restriction cannot be EMPTY"
case (.mixed, .elementOnly):
"a restriction cannot add mixed content to an element-only base"
case let (.elementOnly(restrictedParticle), .empty):
// A content-free particle (an empty group, or one whose members all
// have maxOccurs=0) accepts only the empty sequence, so it is a valid
// restriction of EMPTY; only a particle that can contribute a child is
// adding content.
contentFree(restrictedParticle) ? nil : "the base content is EMPTY, so the restriction cannot add content"
case (.mixed, .empty):
"the base content is EMPTY, so the restriction cannot add content"
case let (.elementOnly(restrictedParticle), .elementOnly(baseParticle)),
let (.elementOnly(restrictedParticle), .mixed(baseParticle)),
let (.mixed(restrictedParticle), .mixed(baseParticle)):
// The W3C restriction algorithm is defined over the normalized content
// model (pointless particles eliminated): a `maxOccurs=0` member
// removed, a `{1,1}` single-member group unwrapped, a nested
// same-compositor `{1,1}` group spliced. Without this, e.g. a base
// `sequence(any{2,3})` is not seen as the wildcard it equals.
valid(restrictedParticle.normalized(), baseParticle.normalized(), types, derivation)
? nil
: "the restricted content model is not a subset of the base's"
}
}
/// Whether `restricted` accepts a subset of `base` (the pairwise check).
///
/// Occurrence subsumption (`rangeSubsumed`) is applied only to the
/// same-kind pairings (element/element, wildcard/wildcard, group/group) and
/// element/wildcard, where the two particles' own occurrence ranges are
/// directly comparable. For the cross-kind pairings (element/group and
/// group/element via RecurseAsIfGroup; group/wildcard via
/// NSRecurseCheckCardinality) the occurrence is matched *inside* the case,
/// against a member or as an effective total range, never the derived
/// particle's own occurrence against the base group/wildcard's. Applying the
/// outer check there over-rejects: e.g. `sequence(e1{2,3})` restricting
/// `sequence(e1{1,3},...)` once the pointless single-member group is
/// normalized to the bare `e1{2,3}` (`3 > 1` against the base sequence).
static func valid(_ restricted: Particle, _ base: Particle, _ types: [String: ElementType], _ derivation: [String: TypeDerivation]) -> Bool {
switch (restricted.term, base.term) {
case let (.element(restrictedName, _, restrictedTypeName), .element(baseName, _, baseTypeName)):
return rangeSubsumed(restricted, base)
&& sameName(restrictedName, baseName)
&& elementTypeRestrictionOK(restrictedTypeName, baseTypeName, types, derivation)
case let (.element(name, _, _), .wildcard(wildcard)):
return rangeSubsumed(restricted, base) && wildcard.admits(name)
case let (.wildcard(restrictedWildcard), .wildcard(baseWildcard)):
return rangeSubsumed(restricted, base) && narrows(restrictedWildcard, baseWildcard)
case let (.element, .group(baseGroup)):
// RecurseAsIfGroup: the lone element, as a one-particle sequence,
// against the base group. The element's occurrence is matched against
// a base member inside `groupValid`, not against the base group's own
// occurrence, so no outer `rangeSubsumed` here.
return groupValid(Group(compositor: .sequence, particles: [restricted]), baseGroup, types, derivation)
case let (.group, .element(baseName, _, baseTypeName)):
// The mirror of RecurseAsIfGroup, by the same cardinality argument as
// group/wildcard: a base element accepts only its own name, its own
// occurrence count of times. The derived group is a valid restriction
// iff every leaf it can contain is that element (same name, and a type
// that derives from the base's) AND the group's effective total
// occurrence range is within the base element's. Comparing the derived
// group's *own* occurrence to the element's would be wrong (a derived
// `sequence(a,a)` emits two a's at occurrence {1,1}); the effective
// range is the count that must be bounded.
return leavesRestrict(restricted, toElement: baseName, baseTypeName, types, derivation)
&& rangeWithinWildcard(
derivedMin: restricted.effectiveOccurrenceMin(),
derivedMax: restricted.effectiveOccurrenceMax(),
wildcardMin: base.minOccurs,
wildcardMax: base.maxOccurs,
)
case let (.group(restrictedGroup), .group(baseGroup)):
// If every member of the derived group is a pointless (maxOccurs=0)
// particle, the group accepts only the empty sequence; that is a valid
// restriction iff the base particle is itself emptiable (by structure
// or its own occurrence). `emptiable(base)` accounts for both, which a
// structural check inside `groupValid` could not.
if restrictedGroup.particles.allSatisfy({ $0.maxOccurs == 0 }) {
return emptiable(base)
}
return rangeSubsumed(restricted, base) && groupValid(restrictedGroup, baseGroup, types, derivation)
case let (.group, .wildcard(wildcard)):
// NSRecurseCheckCardinality: every leaf the group can contain is
// admitted by the wildcard (an element by name, a nested wildcard by
// narrowing), AND the group's effective total occurrence range is
// within the wildcard's occurrence range.
return leavesAdmitted(restricted, by: wildcard)
&& rangeWithinWildcard(
derivedMin: restricted.effectiveOccurrenceMin(),
derivedMax: restricted.effectiveOccurrenceMax(),
wildcardMin: base.minOccurs,
wildcardMax: base.maxOccurs,
)
default:
return false
}
}
private static func groupValid(_ restricted: Group, _ base: Group, _ types: [String: ElementType], _ derivation: [String: TypeDerivation]) -> Bool {
// A particle that can never occur (maxOccurs=0) contributes nothing to the
// language, so it is removed before mapping (a "pointless particle"). Left
// in, it would wrongly consume a base particle and starve the particles
// after it (e.g. `(e1 maxOccurs=0, e2)` restricting `(any)`).
let restrictedParticles = restricted.particles.filter { $0.maxOccurs != 0 }
let baseParticles = base.particles.filter { $0.maxOccurs != 0 }
switch (restricted.compositor, base.compositor) {
case (.sequence, .sequence), (.all, .all):
return recurse(restrictedParticles, baseParticles, skippedMustBeEmptiable: true, types, derivation)
case (.choice, .choice):
return recurse(restrictedParticles, baseParticles, skippedMustBeEmptiable: false, types, derivation)
case (.sequence, .choice):
// MapAndSum (simplified): each restricted particle fits some branch.
return restrictedParticles.allSatisfy { particle in
baseParticles.contains { valid(particle, $0, types, derivation) }
}
case (.sequence, .all):
// RecurseUnordered: map onto distinct base particles in any order.
return recurseUnordered(restrictedParticles, baseParticles, types, derivation)
default:
return false
}
}
/// Whether a particle can never contribute a child element or wildcard: it
/// has `maxOccurs=0`, or is a group all of whose members are content-free
/// (an empty group included). Its only legal content is the empty sequence.
private static func contentFree(_ particle: Particle) -> Bool {
if particle.maxOccurs == 0 { return true }
switch particle.term {
case .element, .wildcard:
return false
case let .group(group):
return group.particles.allSatisfy(contentFree)
}
}
/// Order-preserving mapping of the restricted particles onto the base's.
/// A skipped base particle must be emptiable for sequence/all (Recurse);
/// for choice (RecurseLax) skipping is free.
private static func recurse(
_ restricted: [Particle],
_ base: [Particle],
skippedMustBeEmptiable: Bool,
_ types: [String: ElementType],
_ derivation: [String: TypeDerivation],
) -> Bool {
var baseIndex = 0
for particle in restricted {
var matched = false
while baseIndex < base.count {
let candidate = base[baseIndex]
baseIndex += 1
if valid(particle, candidate, types, derivation) {
matched = true
break
}
if skippedMustBeEmptiable, !emptiable(candidate) { return false }
}
if !matched { return false }
}
if skippedMustBeEmptiable {
while baseIndex < base.count {
if !emptiable(base[baseIndex]) { return false }
baseIndex += 1
}
}
return true
}
/// Any-order mapping onto distinct base particles; unmapped base
/// particles must be emptiable.
private static func recurseUnordered(_ restricted: [Particle], _ base: [Particle], _ types: [String: ElementType], _ derivation: [String: TypeDerivation]) -> Bool {
var used = [Bool](repeating: false, count: base.count)
for particle in restricted {
guard let index = base.indices.first(where: { !used[$0] && valid(particle, base[$0], types, derivation) }) else {
return false
}
used[index] = true
}
return base.indices.allSatisfy { used[$0] || emptiable(base[$0]) }
}
/// NameAndTypeOK type clause: the restricting element's type must be, or
/// derive by restriction from, the base element's type. Element types carry
/// their derivation identity as a `typeName` (a built-in, a user type, or
/// `anyType` for an absent type; nil for an inline anonymous type). When both
/// names are known the answer is decided by name; an inline anonymous type on
/// either side is permitted (its derivation identity is not recorded), which
/// can only under-reject, so no valid restriction is rejected.
private static func elementTypeRestrictionOK(
_ restrictedTypeName: String?,
_ baseTypeName: String?,
_ types: [String: ElementType],
_ derivation: [String: TypeDerivation],
) -> Bool {
guard let restrictedTypeName, let baseTypeName else { return true }
// A type validly derives from a union by being one of its members, which
// is not a restriction chain over type names, so when the base resolves to
// a union variety the name check stands down (permit) rather than misread
// the membership as unrelated. (A list base stays checked: a valid
// list-typed restriction is the same named list or a restriction of it,
// which the derivation chain does capture.)
if baseIsUnion(baseTypeName, types) { return true }
return typeDerivesOrEqual(restrictedTypeName, baseTypeName, derivation, types)
}
/// Whether the named type resolves (through the type table) to a `union`
/// simple type.
private static func baseIsUnion(_ name: String, _ types: [String: ElementType]) -> Bool {
var current: ElementType? = types[name]
var steps = 0
while let resolved = current, steps <= types.count {
switch resolved {
case let .simple(simple):
if case .union = simple.variety { return true }
return false
case .complex:
return false
case let .typeReference(key):
current = types[key]
steps += 1
}
}
return false
}
private static let urTypeNames: Set<String> = ["anyType", "anySimpleType", "anyAtomicType"]
private static func isUrTypeName(_ name: String, _ types: [String: ElementType]) -> Bool {
urTypeNames.contains(name) && types[name] == nil
}
/// Whether the type named `derived` is, or is validly derived by restriction
/// from, the type named `base`: any type derives from an ur-type base; a name
/// equal to the base matches; the user-declared restriction chain is walked
/// (`derivation`), and where it bottoms out in a built-in the lattice
/// continues it. Names are compared as the compiler resolves them (by local
/// name), so an unrelated pair (`xs:string` restricting a user type, two
/// independent list types) is correctly not derivable.
private static func typeDerivesOrEqual(_ derived: String, _ base: String, _ derivation: [String: TypeDerivation], _ types: [String: ElementType]) -> Bool {
if isUrTypeName(base, types) { return true }
var current = derived
var visited: Set<String> = []
while visited.insert(current).inserted {
if current == base { return true }
guard let step = derivation[current] else { break }
current = step.base
}
if let derivedBuiltin = BuiltinType(rawValue: current), let baseBuiltin = BuiltinType(rawValue: base) {
return derivedBuiltin.derives(from: baseBuiltin)
}
return current == base
}
/// Occurrence-range subsumption: the restriction may not occur less often
/// than the base requires, nor more often than the base allows.
private static func rangeSubsumed(_ restricted: Particle, _ base: Particle) -> Bool {
guard restricted.minOccurs >= base.minOccurs else { return false }
guard let baseMax = base.maxOccurs else { return true }
guard let restrictedMax = restricted.maxOccurs else { return false }
return restrictedMax <= baseMax
}
/// Whether a particle can match no children at all.
static func emptiable(_ particle: Particle) -> Bool {
if particle.minOccurs == 0 { return true }
switch particle.term {
case .element, .wildcard:
return false
case let .group(group):
switch group.compositor {
case .sequence, .all:
return group.particles.allSatisfy(emptiable)
case .choice:
return group.particles.contains(where: emptiable)
}
}
}
/// Whether the restricted wildcard admits no namespace the base refuses.
private static func narrows(_ restricted: Wildcard, _ base: Wildcard) -> Bool {
switch (restricted.namespace, base.namespace) {
case (_, .any):
true
case (.other, .other):
restricted.targetNamespace == base.targetNamespace
case let (.enumerated(narrow), .enumerated(wide)):
narrow.isSubset(of: wide)
case let (.enumerated(narrow), .other):
!narrow.contains("") && !narrow.contains(base.targetNamespace ?? "")
default:
false
}
}
private static func sameName(_ lhs: PureXML.Model.QualifiedName, _ rhs: PureXML.Model.QualifiedName) -> Bool {
lhs.localName == rhs.localName && (lhs.namespaceURI ?? "") == (rhs.namespaceURI ?? "")
}
/// Whether every leaf a particle can contain is admitted by `wildcard`: an
/// element by name, a nested wildcard by narrowing.
private static func leavesAdmitted(_ particle: Particle, by wildcard: Wildcard) -> Bool {
switch particle.term {
case let .element(name, _, _): wildcard.admits(name)
case let .wildcard(inner): narrows(inner, wildcard)
case let .group(group): group.particles.allSatisfy { leavesAdmitted($0, by: wildcard) }
}
}
/// Whether every leaf a particle can contain is the named base element (same
/// name, and a type that derives from the base element's). A wildcard leaf is
/// rejected: it can match names other than the base element's, so it is not a
/// subset. Used when the base content model is a single element.
private static func leavesRestrict(
_ particle: Particle,
toElement baseName: PureXML.Model.QualifiedName,
_ baseTypeName: String?,
_ types: [String: ElementType],
_ derivation: [String: TypeDerivation],
) -> Bool {
switch particle.term {
case let .element(name, _, typeName):
sameName(name, baseName) && elementTypeRestrictionOK(typeName, baseTypeName, types, derivation)
case .wildcard:
false
case let .group(group):
group.particles.allSatisfy { leavesRestrict($0, toElement: baseName, baseTypeName, types, derivation) }
}
}
/// Whether a derived effective total range fits within a base wildcard's
/// occurrence range: at least the wildcard's minimum, at most its maximum.
private static func rangeWithinWildcard(derivedMin: Int, derivedMax: Int?, wildcardMin: Int, wildcardMax: Int?) -> Bool {
guard derivedMin >= wildcardMin else { return false }
guard let wildcardMax else { return true }
guard let derivedMax else { return false }
return derivedMax <= wildcardMax
}
}
}